Service card Financial services

Financial Services Regulation

Financial Services Legal Consulting is a critical area of expertise that involves providing legal advice and assistance to individuals, companies, and financial institutions regarding the regulatory, compliance, and transactional aspects of the financial industry. It covers a broad range of services, including banking, investment, insurance, and wealth management.

Regulatory licensing applications to SCA, DIFC, ADGM (UAE), FSC (Mauritius), CySEC (Cyprus)

This is a crucial aspect of establishing a legal and compliant presence in the financial services sector.

Drafting and revisions of internal manuals

This is a vital service for businesses looking to establish clear and consistent internal policies, procedures, and governance frameworks. Internal manuals serve as essential documents that outline the operational procedures, codes of conduct, compliance guidelines, and internal controls that employees must follow.

Assistance throughout the licensing process and communication with Authorities

This is essential for businesses seeking to navigate the complex landscape of regulatory requirements in various industries. Obtaining the necessary licenses from regulatory bodies is a crucial step for operating legally and ensuring compliance with local laws.